REGULATORY FRAMEWORK
Overview
The Authority has developed a responsive legal and regulatory framework to ensure a fair, efficient, and orderly capital market. This promotes efficient market, intermediary infrastructure and operations. This is also allows creating systems and strategies that will identify, remove impediments and create incentives for developing innovative market products.
The above Acts, Regulations as well as the Guidelines are what the Authority uses to supervise and regulate the market intermediaries. The regulatory framework is crafted in such a way that it encourages self regulation to the maximum practical extent.
