Downloads – Capital Markets Authority

DOWNLOADS/ TENDERS

Title	Date modified	Download
Capital Market Master Plan 2016-Cpdf	29-05-2023	Download Preview
CMAMasterplan 2022 Rev2	29-05-2023	Download Preview

Annual Reports

Title	Date modified	Download
CMA Annual Report 2022 - 2023 05062024	01-07-2024	Download Preview
CMA Annual Report 2023 Version - 26 May 2023	29-08-2023	Download Preview
CMA Annual Report 2021_FINAL	02-08-2023	Download Preview
CMA Annual Report 2019 2020	26-05-2023	Download Preview
Capital Markets Authority Annual Report 2018- 2019	26-05-2023	Download Preview
Capital Markets Annual Report 2018	26-05-2023	Download Preview
CMA Annual Report 2017	26-05-2023	Download Preview
CMA 2015 Annual Report	26-05-2023	Download Preview
CMA-Annual Report 2016	26-05-2023	Download Preview
Annul2001	26-05-2023	Download Preview
Annual Report 2014	26-05-2023	Download Preview
Annual Report 2013	26-05-2023	Download Preview
Annual Report 2011	26-05-2023	Download Preview
Annual Report 2010	26-05-2023	Download Preview
AnnualReport2002	26-05-2023	Download Preview
Annual2009	26-05-2023	Download Preview
2007 annual report	26-05-2023	Download Preview
annualreport2005	26-05-2023	Download Preview
annualreport2003	26-05-2023	Download Preview
CMA annual report 1999	26-05-2023	Download Preview

Acts

Title	Date modified	Download
Capital Markets Act 2023	Download Preview
THE CENTRAL DEPOSITORIES ACT No 4 of 2000 - Amended 2013	Download Preview

Circulars

Title	Date modified	Download
Circular - Request for Proposals for Amendment of the Capital Market (Corporate Governance)(Market Intermediaries)Regulations.	Download Preview
Guidance to all Dealing and Non-Dealing Online Foreign Exchange Brokers	Download Preview
Circular to Custodians of Registered Colllective Investment Schemes	Download Preview
Circular on Profit Warnings Clarification	Download Preview
Circular- Comparative Table for Collective Investment Schemes-Final	Download Preview
Public Notice	Download Preview
Guidance on Perfomance measurement and presentation for Collective Investment Schemes	Download Preview
Circular - Requirements for Convening and Conducting Virtual General Meetings by Issuers	Download Preview
CMA- Stakeholder and Public Feeback on Draft Regulations	Download Preview
CIRCULAR NO. CMA-MRT-003-2017-RAISING AWARENESS ON TAX INCENTIVES FOR CAPITAL MARKETS ACTIVITIES	Download Preview
CMA ICIFA Joint Industry Guide	Download Preview
Circular on Additional Guidance	Download Preview
Circular to All Issuers of Securities and Listed Companies at NSE	Download Preview
Joint CMA NSE Circular No 1- Circular to Listed Companies on Continuing Obligations	Download Preview
Changes to Publication of Accounts Format April 2017	Download Preview
Template for Reporting of Portfolio Returns	Download Preview
Market Certification and Standards - 6th Nov 2015	Download Preview
Circular - Format for reporting Portfolio returns	Download Preview
CIRCULAR- COMPLIANCE WITH THE CAPITAL MARKETS COLLECTIVE INVESTMENT SCHEMES REGULATION	Download Preview
Circular No 12_2016 - ISA 701 to Listed Companies	Download Preview
Discontinuation of Cash Management Services - Products - 22 Aug 2016	Download Preview
Circular No 11_2016 - ISA 701 to licensed entities	Download Preview

Corporate Governance for Issuers

Title	Date modified	Download
Joint Circular on Submission of forward looking event calendars for listed companies	Download Preview
The State of Corporate Governance Report of Issuers of Securities to the Public in Kenya 2023	Download Preview
Press Release - CMA Releases 6th Edition of the State of Corporate Governance Report	Download Preview
Press Release - CMA Releases the Fifth Edition of the State of Corporate Governance Report	Download Preview
PRESS RELEASE - CMA Publishes Second State of Corporate Governance Report	Download Preview
Press Release - CMA Releases Third Edition of State of Corporate Governance Report	Download Preview
The Report On The State Of Corporate Governance Of Issuers Of Securities To The Public In Kenya 2021	Download Preview
The Report on the State of Corporate Governance Report of Issuers of Securities to the Public in Kenya 2022	Download Preview
The Report on the State of Corporate Governance of Issuers of Securities to the Public in Kenya 2019	Download Preview
Circular - Requirements for Convening and Conducting Virtual General Meetings by Issuers1	Download Preview
Governance Audits	Download Preview
Report on the State of Corporate Governance for Issuers of Securities to the Public in Kenya 2018	Download Preview
PUBLIC NOTICE - FORMAT FOR REPORTING THE APPLICATION OF THE CODE OF CORP	Download Preview
Feedback Statement to Issuers Nov 2018	Download Preview
Guidance 007-2020-Deferrral Of AGMs For Issuers Licensed Persons Due To Covid-19	Download Preview
Circular to Issuers-Format for reporting the application of the CG Code-140617	Download Preview
Corporate Governance Reporting Template-For Issuers-140617	Download Preview
Corporate Governance Reporting Template - Instructions Sheet- For Issuers 140617	Download Preview
FAQs ON THE CORPORATE GOVERNANCE CODE-Updated 140617	Download Preview
Code of Corporate Governance Practices for Issuers of Securities to the Public 2015 - Code-8	Download Preview
The Report On The State Of Corporate Governance Of Issuers Of Securities To The Public In Kenya 2021	Download Preview
Press Release - CMA Releases Third Edition of State of Corporate Governance Report	Download Preview
PRESS RELEASE - CMA Publishes Second State of Corporate Governance Report	Download Preview
Press Release - CMA Releases the Fifth Edition of the State of Corporate Governance Report	Download Preview

AMERC Newsletters

Title	Date modified	Download
Newletter #3	Download Preview
Short Form Prospectus disclosure requirements checklist	Download Preview
cmaforumVol3	Download Preview
cmaforumVolNo4	Download Preview
vol2	Download Preview
Issue No 15 Published between April to June 2013	Download Preview
October to December 2012	Download Preview
July to September 2012 NewsLetter(1)	Download Preview
E-NEWSLETTER-July to September 2013-1	Download Preview
E-NEWSLETTER-July to September 2013	Download Preview
Issue No 15 Published between April to June 2013-1	Download Preview
CMA Forum July - Dec 2014	Download Preview
Press Communique 46th EASRA MEETING Arusha 13th Dec 2017	Download Preview
Information Notice Form	Download Preview
FIRE AWARD 2017 - PRESS RELEASE	Download Preview
Clarification on Allowances Paid to Board Members	Download Preview
CMAForum_Issue09_2 1	Download Preview
CMAFORUMVol6	Download Preview
cmaforumVol3-1	Download Preview
cmaforumvol2	Download Preview

Complaints Form

Title	Date modified	Download
CMA Complaint Form - Swahili	29-05-2023	Download Preview
CMA Complaint Form - English	29-05-2023	Download Preview

CMFIU

Title	Date modified	Download
CMFIU- Wanted Persons 27 Oct 2014	29-05-2023	Download Preview

Contracts and Procurement Plan

Title	Date modified	Download
Approved Procurement Plan 2019-2020 1	29-05-2023	Download Preview
Contracts Schedule-Live contracts1	29-05-2023	Download Preview

Capital Markets Soundness Report

CM Soundness Report

Title	Description	Date modified	Download
Capital Markets Soundness Report Volume XXIII Quarter 3 2024		Download Preview
Capital Markets Soundness Report (CMSR) Q2. 2024. XXXI Edition		Download Preview
Capital Markets Soundness Report (CMSR) Q1. 2024 XXX Edition FINAL		Download Preview
Capital Markets Soundness (CMSR) Report Q4 2023 XXIX Edition		Download Preview
Capital Markets Soundness Report Volume XXVIII Quarter 3 2023		Download Preview
Capital Markets Soundness Report-Volume-XXVII-Quarter-2-2023		Download Preview
Capital Markets Soundness Report Volume XXVI Quarter 1 2023		Download Preview
The Capital Markets Soundness Report Volume XXIV Quarter 3 2022		Download Preview
The Capital Markets Soundness Report - Vol XXI - Final 31-01-2022		Download Preview
Premiere Capital Markets Soundness Report - Volume I October - December 2016		Download Preview
Capital Markets Soundness Volume 11 Q2 2019		Download Preview
Capital Markets Soundness Report Volume V Quarter 4 2017		Download Preview
Capital Markets Soundness Report Volume VI Quarter 1 2018		Download Preview
Capital Markets Soundness Report Volume VIII - Q3. 2018		Download Preview
Capital Markets Soundness Report Volume IV Quarter 3 - 2017		Download Preview
Capital Markets Soundness Report Volume III April - June 2017		Download Preview
Capital Markets Soundness Report Vol XX Q3 2021		Download Preview
Capital Markets Soundness Report Vol XVII Q4 2020		Download Preview
Capital Markets Soundness Report Vol XVIII Q1 2021		Download Preview
Capital Markets Soundness Report Vol XVI - Q3 2020		Download Preview
Capital Markets Soundness Report Quarter 1 2019		Download Preview
Capital Markets Soundness Report Q4 2018		Download Preview
Capital Markets Soundness Report Q2 2018		Download Preview
Capital Markets Soundness Report CMSR Volume XXV Quarter 4 2022		Download Preview
Capital Markets Soundness ReportCMSR Vol XV 2020		Download Preview
Capital Markets Soundness ReportCMSR Vol XIV Q1.2020		Download Preview
Capital Markets Soundness ReportCMSR Vol XIII Q4.2019		Download Preview
Capital Markets Soundness ReportCMSR Vol XII - Q3.2019_ 2		Download Preview
Capital Markets Soundness Report CMSR Vol 19 Q2 2021		Download Preview
Capital Markets Soundness Report - Volume 2 January - March 2017		Download Preview
Capital Markets Soundess ReportCMSR - Vol XXIII		Download Preview
Capital Markets Soundess ReportCMSR - Vol XXII - Q1 -2022		Download Preview

Articles on Topical Issues

Title	Description	Date modified
Stock Market Myths	24-08-2023	Download Preview
What You Should Know About Unit Trusts	24-08-2023	Download Preview
Stock Markets Investing	24-08-2023	Download Preview
An Initial Public Offering pull out	24-08-2023	Download Preview

Capital Markets Open Day

Title	Description	Date modified	Download
Capital Markets Week	29-05-2023	Download Preview
Exhibitors - Capital Markets Open Day 2017	29-05-2023	Download Preview

Application Forms

Title	Description	Date modified
Capital Markets Authority Regulatory Sandbox Application Form	29-05-2023	Download Preview
CENTRAL DEPOSITORY APPLICATION FORM	29-05-2023	Download Preview
Directors and Key Personnel Fit and Proper form - amended	29-05-2023	Download Preview
REIT Manager Application Form 3	29-05-2023	Download Preview
Application Form - Online Foreign Exchange License	29-05-2023	Download Preview
licenceApplicationForm11	29-05-2023	Download Preview

Collective Investment Scheme

Title	Description	Date modified
Alternative Investment Funds Checklist	12-07-2024	Download Preview
Collective Investment Schemes Key Investor Information Checklist	13-06-2024	Download Preview
Collective Investment Scheme- Trust Deed Checklist	13-06-2024	Download Preview
Collective Investment Schemes-Requirements for Formation Documents for Investment Company	13-06-2024	Download Preview
Collective Investment Schemes Information Memorandum Checklist	13-06-2024	Download Preview
Collective Investment Schemes Partnership Deed Disclosure Requirements Checklist	13-06-2024	Download Preview
CIS Report Q1-2024	24-05-2024	Download Preview

Approved Institutions

Title	Description	Date modified
CENTRAL DEPOSITORY APPLICATION FORM1	29-05-2023	Download Preview
REGISTERED VENTURE CAPITAL COMPANY APPLICATION FORM	29-05-2023	Download Preview
Directors and Key Personnel Fit and Proper form - amended1	29-05-2023	Download Preview
STATEMENT OF CONSENT BY FUND MANAGER - registered venture capital companies	29-05-2023	Download Preview
REGISTERED VENTURE CAPITAL COMPANY - DIRECTORS DECLARATION	29-05-2023	Download Preview
licenceApplicationForm12	29-05-2023	Download Preview

Certification

Title	Description	Date modified
CPD SERVICE PROVIDER CIRCULAR	29-05-2023	Download Preview
Regulations and Markets Practice Kenya Edition 1	29-05-2023	Download Preview
CERTIFICATION FAQS	29-05-2023	Download Preview
Market Certification and Standards1	29-05-2023	Download Preview
Circular - Excemption from Market Certification	29-05-2023	Download Preview
Kenya Capital Markets Programme for Certification and Licensing	29-05-2023	Download Preview

CPD

Title	Description	Date modified
CPD-SERVICE-PROVIDER-CIRCULAR	29-05-2023	Download Preview
CPDFAQS	29-05-2023	Download Preview
List of Accredited CPD Service Providers	29-05-2023	Download Preview
CPDPresentation	29-05-2023	Download Preview
MarketCertificationandCompetencyStandardsCircularNo.1of2019	29-05-2023	Download Preview
Service Providers Requirements	29-05-2023	Download Preview
KenyaCPDPolicyGuidelines	29-05-2023	Download Preview

Amerc Quarterly Review

Title	Description	Date modified
AMERC Q4 2019 NEWSLETTER	29-05-2023	Download Preview
AMERC QUARTERLY NEWSLETTER-JULY-SEPTEMBER 2017	29-05-2023	Download Preview
AMERC Quarterly Review 54th Edition - April to June 2019	29-05-2023	Download Preview
AMERC QUARTERLY NEWS LETTER	29-05-2023	Download Preview

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CMFIU

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CM Soundness Report

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