ENFORCEMENT OF SECURITIES LAW
Enhancing investor protection through investigation of suspected law violation and imposition of proportionate sanctions to attain effective and credible deterrence.
Title | Date modified | Download |
---|---|---|
Final enforcement manual 12.06.2020 | 30-05-2023 | DownloadPreview |
Complaint Form-English | 30-05-2023 | DownloadPreview |
Whistleblower form | 30-05-2023 | DownloadPreview |
Complaints procedure | 30-05-2023 | DownloadPreview |