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APPROVALS PROCESS AND CHECKLISTS

Issue Equity Securities

TitleDownload
Eligibility and Disclosure Requirements for Issuance and Listing of Equities on the Main Investment Market Segment Checklist DownloadPreview
Eligibility and Disclosure Requirements for Issuance of Regional Equity Securities Checklist DownloadPreview
Disclosure and Other Requirements for Additional Issue of Equity Securities Listed on the Main Investment Market Segment checklist DownloadPreview
Disclosure and Other Requirements for Additional Issue of Equity Securities Listed in the Small Medium Enterprise Market Segment Checklist DownloadPreview
Eligibility and Disclosure Requirements for Issuance and Listing of Equities on the SME Market Segment Checklist DownloadPreview

Issue of Debt Insurance

TitleDownload
Disclosure Requirements for Restricted Public Offer (Short Form Prospectus) Checklist DownloadPreview
Disclosure Requirements for Private Offers (Information Notice) Checklist DownloadPreview
Eligibility and Disclosure Requirements for the Main Fixed Income Securities Market Segment for Public Issues Checklist DownloadPreview
Eligibility and Disclosure Requirements for Issuance of Regional Fixed Income Securities Checklist DownloadPreview
Eligibility and Disclosure Requirements for listing on Small and Medium Enterprises Fixed Income Securities Market Segment checklist DownloadPreview
Special Purpose Acquisition Companies Checklist DownloadPreview

Takeovers & Mergers

TitleDownload
TAKEOVER PRESS NOTICE CHECKLIST - Reg 4 DownloadPreview
OFFEREE SHAREHOLDERS CIRCULAR CHECKLIST DownloadPreview
EXEMPTION FROM MAKING A TAKEOVER OFFER CHECKLIST DownloadPreview
TAKEOVER OFFER DOCUMENT CHECKLIST - Reg 7 DownloadPreview
NOTICE OF INTENTION TO MAKE A TAKEOVER OFFER CHECKLIST - Reg 4 DownloadPreview
OFFEROR STATEMENT CHECKLIST DownloadPreview

Collective Investment Scheme

TitleDate modifiedDownload
Alternative Investment Funds Checklist 12-07-2024 DownloadPreview
Collective Investment Schemes Key Investor Information Checklist 13-06-2024 DownloadPreview
Collective Investment Scheme- Trust Deed Checklist 13-06-2024 DownloadPreview
Collective Investment Schemes-Requirements for Formation Documents for Investment Company 13-06-2024 DownloadPreview
Collective Investment Schemes Information Memorandum Checklist 13-06-2024 DownloadPreview
Collective Investment Schemes Partnership Deed Disclosure Requirements Checklist 13-06-2024 DownloadPreview
CIS Report Q1-2024 24-05-2024 DownloadPreview

Asset Backed Securities

TitleDate modifiedDownload
Asset Backed Securities checklist 24-08-2023 DownloadPreview

REITS

TitleDate modifiedDownload
REIT TRUSTEE CHECKLIST 24-08-2023 DownloadPreview
REIT MANAGER CHECKLIST 1 24-08-2023 DownloadPreview
REIT MANAGER CHECKLIST1 24-08-2023 DownloadPreview
Contents Of A REIT Trust Deed Checklist 24-08-2023 DownloadPreview
REIT Authorization Checklist 24-08-2023 DownloadPreview
Application form for REIT Scheme 24-08-2023 DownloadPreview
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